Oswald Financial Inc.

Read below about 5 ways plan sponsors can manage their fiduciary liability during the rise of lawsuit trends.

Lawsuits Over the Years and What it Means for Plan Sponsors | Oswald Financial The barrage of excessive fee lawsuits filed in 2006 started a trend that continues to this day. At first, plan sponsors saw early signs of success in getting cases dismissed.

Our team is honored to be recognized with Barron's 2024 Top 100 Institutional Consulting Teams! This achievement is a true testament to the hard work, dedication, and passion of every single member of our team. See the full list here: https://www.barrons.com/advisor/report/top-financial-advisors/institutional?page=1

Feeling stressed about the stock market volatility? Remember, staying calm is key. Check out this helpful video that shares tips on how to keep your cool and make informed decisions. Take a deep breath, stick to your plan, and don’t let short-term fluctuations derail your long-term goals:
https://oswald.zoom.us/rec/share/VvTgTrv-L0bORh3eJPgQvgOQz9XZ1T5NW-2QdayFobo0h1UkMDXzcE2VpGf4bR9Q.-b4P0IVut4mbGY6L?startTime=1721242740000
Passcode: Oswald!0724

Yesterday we celebrated Bring Your Kid to Work Day! We believe in nurturing the next generation of leaders by showing them the importance of financial literacy and the amazing opportunities in our industry. Thank you to all the parents and kids who joined us today. Your energy and enthusiasm remind us why we do what we do!

Approaching retirement should be fun and exciting, but many times it ends up causing enough stress to make the workday less productive. That’s where our Money Coaches come in. Doug Stalter goes into more detail below on how we can help your employees plan for retirement, while living and working with confidence today!

When it Comes to Financial Wellness, it's All About the Coaching | Oswald Financial When thinking about retirement, many dream of lazy days, enjoying their favorite hobbies, spending time with loved ones and traveling. Then reality sets in, and it leaves many worrying if they’re saving enough to live the life they imagine after they’re done working.

Join us for an informative webinar on navigating Medicare! Whether you're approaching retirement age or helping a loved one with healthcare decisions, this session is for you. Learn about coverage options, enrollment, and more from experts on our Medicare Team - Register now to secure your spot:
https://oswald.zoom.us/webinar/register/WN_Ypmk64i_TYGR6W6cKa1vhQ #/registration

REMINDER | THIS THURSDAY! Register now:
https://oswald.zoom.us/webinar/register/WN_hHTpktBvTguinZ7e0IImpg #/registration

How do you know if transitioning from your current single employer plan to a PEP would make sense for you? Join our webinar to find out! Register HERE: https://oswald.zoom.us/webinar/register/WN_hHTpktBvTguinZ7e0IImpg #/registration

& Click here for more details:
https://campaignlp.constantcontact.com/em/1126321957650/6615f96e-aed6-4a05-bef0-41cd8a76fd01

At the heart of Oswald's values lies a deep commitment to our community. We believe in the power of unity, support, and positive change. We had the opportunity to partner with Greater Cleveland Food Bank this week to help make a direct impact on combating hunger in our community!

How do you know if transitioning from your current single employer plan to a PEP would make sense for you? Join our webinar to find out! Register HERE: https://oswald.zoom.us/webinar/register/WN_hHTpktBvTguinZ7e0IImpg #/registration

& Click here for more details:
https://campaignlp.constantcontact.com/em/1126321957650/6615f96e-aed6-4a05-bef0-41cd8a76fd01

Pension plans are experiencing exceptional growth in 2024. Michael Gheen explores the implications for you and provides guidance on how to navigate this trend below!

Pension Plans are Bursting: What it Means for You and How to Handle It The largest U.S. corporate pension plans reached 100% funded at the end of 2023, according to a report in Pensions & Investments magazine. That’s great news, especially given the challenges that have led to ups and downs in pension plans in recent years.

Happy from OFI's furry friends to yours! Celebrate with us by sharing a photo of your pet below & tell us how they brighten your life!

We're thrilled to share that Doug Stalter has earned recognition as one of the 2024 PLANADVISER Top Retirement Plan Advisers, alongside 263 advisers who stand out for their service of all types of retirement plans! This prestigious designation recognizes the top retirement plan advisers in the industry based on quantitative measures. See full list & details below. Congrats Doug!

2024 PLANADVISER Top Retirement Plan Advisers | PLANADVISER Retirement plan specialists, based on number of plans and total assets under advisement.

Exciting News - our team is growing! We're thrilled to welcome Stephanie Gingrich and Adam Sanders to Oswald Financial, Inc. 😁 With Stephanie's distinctive background and Adam's fresh perspective, we're beyond excited to see the amazing contributions they'll bring to the table. Welcome to the team!

We are pleased to announce we have been highlighted as one of the nation's leading retirement plan advisor firms by NAPA! We are so proud of having a huge impact every single day, not just on the quality of retirement plan advice, but also in building a more financially secure retirement for millions of Americans. See the full list here: https://www.napa-net.org/napa-top-dc-advisor-teams-2024

Oswald Financial, Inc. celebrated International Women's Day last week with TeamNEO at their newly renovated space by presenting Breaking Barriers: A Women’s Guide to Financial Empowerment. Sarah Horn equipped women with the understanding of how financial preparedness can enable them to overcome challenges!

to Accelerate: civic pitch competition, presented by The Cleveland Leadership Center and Citizens Bank. Oswald was proud to support the 10th Anniversary of where 26 entrepreneurs presented their business ideas. Congrats to grand prize winner Laura Balliett along with all this year's finalists! cleveleads.org/initiative-to-create-educational-comics-wins-10th-annual-accelerate-competition/

https://unisonriskadvisors.wd12.myworkdayjobs.com/en-US/OswaldCareers/details/Financial-Advisor_JR117

We have scheduled SIX webinars in 2024 that are open for anyone to participate! Please join us for our first one on January 18th at 11am EST. Scan the QR code below or register here: https://oswald.zoom.us/webinar/register/WN_z3g040ntShaH0lEWvLooPg
We will be covering:
-Challenges and fears of outliving income
-How to optimize an income framework
-Assessing available financial resources

Click on the link below to explore Mike Gheen's insights on the strategies we utilize to attract new clients!
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Securities offered through LPL Financial, member FINRA/SIPC. Investment advisory services offered through Global Retirement Partners, DBA Oswald Financial, a registered investment advisor and separate entity from LPL Financial.

This information is not intended as authoritative guidance or tax or legal advice. You should consult your attorney or tax advisor for guidance on your specific situation. In no way does advisor assure that, by using the information provided, plan sponsor will be in compliance with ERISA regulations.

Oswald Financial and LPL Financial are not affiliated with any other referenced entity.

From In-House Referrals to Cold Calls: Strategies for Client Attraction | PLANADVISER Experts discuss how they create strategies to attract new clients.

Happy Victory Monday from our team who got to celebrate in our Oswald suite yesterday!

As we cheer on our favorite football teams, let's also tackle our financial goals with the same enthusiasm! Whether you're aiming for a budget touchdown or investing for the long game, every play counts toward your financial success!

Wishing you a financially FRIGHT-tastic Halloween from all of us at Oswald Financial, Inc. Don't let the ghouls of financial uncertainty haunt you - our team is here to help you navigate the scariest of financial situations. Have a spook-tacular Halloween! 👻📈 🎃

Please join us for our Q4 Live Webinar featuring Oswald Financial's Wealth Management Team; Scott Kimble, Russell McAlonie, and Sarah Horn. We will be summarizing current market conditions, discussing how to navigate those conditions, looking ahead, along with an open Q&A session. Register HERE: https://oswald.zoom.us/webinar/register/WN_vuCF1jBfSkWP4LA66rZTBw #/registration

Join us at Bright Side in Ohio City on Thursday, November 2nd at 5pm EST as we mix and mingle, while learning how to make a few fun drinks: Pumpkin Espresso Martini's and Apple Cider Hot Toddy's! All drinks can be made with or without alcohol. RSVP HERE: https://events.r20.constantcontact.com/register/eventReg?oeidk=a07ejxeyi14afa737b4&oseq=&c=&ch=
Parking available behind West Side Market, street parking, or behind Great Lakes Brewing.

Pam, Jess, and Kayla enjoyed representing OFI and WIPN Great Lakes Region at Wealth@Wor(k), hosted by Advisor2X in National Harbor, MD.
The 3-day conference consisted of:
✅Connecting with retirement and wealth industry leaders
✅Learning how to help employees achieve financial freedom by prioritizing holistic workplace wellness
✅Outlining WIPN benefits and opportunities
✅Beautiful sightseeing & making fun memories

Thank you for joining us yesterday for our webinar: Protecting Your Family Today While Planning for the Future! We discussed how to secure the proper personal, life, health, disability and long-term care insurance solutions to allow you to focus on your wellbeing in the present and financial security for the future.

If you missed our presentation, the replay is available here: https://vimeo.com/manage/videos/875790898
Password: ForYourLife2023

Securing the proper personal, life, health, disability and long-term care insurance solutions allow you to focus on your well-being in the present and financial security for the future. You don’t have to navigate this alone. Oswald is here to help you sort it all out. Whether you’re new to risk management or already have a comprehensive plan, join us for an exclusive webinar to take a 360 degree review of the risks surrounding your life, family and career.

Register HERE: https://oswald.zoom.us/webinar/register/WN_UaqyF4oaTTGSkmL_PnBExA #/registration

You will come away with insight and action items on the following topics:
-Money management and retirement, financial planning
-Life, disability and long-term care insurance options
-Personal insurance for individuals and families
-Health and Medicare solutions