Beam Astarita
Securities Law Firm - Representing financial professionals, their firms, in regulatory, compliance and litigation matters for three decades.
Providing representation in all securities and corporate law matters to financial professionals nationwide. With decades of experience in securities arbitration, litigation, compliance, enforcement and compliance matters, we represent firms, investors and professionals. With offices on Wall Street, in Verona, New Jersey, and soon to be in Boca Raton, Florida (watch for merger news!), our work, and clients are varied, and nationwide.
We are now Sallah Astarita & Cox!
10/07/2022
Unfortunately, this appears to be a common practice. The article points out some of the problems in putting your name on an article that you did not write.
Partners Shouldn’t Take Credit for Articles Written By Associates Unsurprisingly, many partners have somewhat big egos.
09/18/2021
A Billion Dollars to Whistleblowers!
SEC Surpasses $1 Billion in Awards to Whistleblowers with Two Awards Totaling $114 Million - SECLaw.com The Securities and Exchange Commission today announced awards of approximately $110 million and $4 million to two whistleblowers whose information and assistance led to successful SEC and related actions. With these awards, the SEC's whistleblower program has now paid more than $1 billion in awards....
07/12/2021
July 2021 Securities Law Letter - Enforcement Actions, Robinhood and Merrill Fines and an Overview of the Arbitration Process The Securities Law Letter July 2021 The Law of the Financial Markets Greetings! Welcome to The Securities Law Letter, sponsored by Mark J. Astarita, a national securities lawyer representing investor
01/29/2021
Can Robinhood Stop Trading in A Particular Stock? Robinhood cannot legally prevent its users from purchasing a particular stock
01/28/2021
Gamestop Investigations? Interesting question - but I have to answer with a question - Do something about what? About a group of investors sharing information about a massive short in a security, and discussing buying the stock because the shorts will ultimately have to buy back the stock? Nothing illegal there.
01/28/2021
Gamestop Investigations? By now, all of our readers are aware of the dramatic rise in Gamestop's stock, after a short squeeze generated by the retail investors from Reddit. The question I am hearing most now, is, will the SEC do something about it.
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Our Story
Formed in April 2000, Beam & Astarita provided representation in all securities and corporate law matters to investors and financial professionals nationwide. In 2015 the ferm merged withe the securities attorneys at Sallah & Cox, LLC, to form Sallah Astarita & Cox, LLC. With decades of experience in securities arbitration, litigation, compliance, enforcement and compliance matters, we represent firms, investors and professionals. With offices on Wall Street, in Verona, New Jersey, and Boca Raton, Florida our work, and clients are varied, and nationwide. After the merger, the Beam Astarita page remains active.
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110 Wall Street, 11th Floor
New York, NY
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