Smarsh - Archiving & Compliance

New year, new predictions! Take a look back at what happened in 2023, and find out what's on the road ahead in 2024 with these industry insights: https://ow.ly/mTOj50Qorj7

Predictions: A Close Look Back at 2023 and What's on the Horizon for 2024 The financial landscape faced many regulatory disruptions in 2023 and we don't see that slowling down in 2024. Here's what's on the compliance horizon.

The results are IN from our 2024 Digital Communications Survey! Join us in our upcoming webinar for insightful findings from the survey with experts Robert A. Cruz, Stephen Marsh, and SIFMA's Melissa MacGregor next week. Register now to get insights and actionable guidance for your firm: https://ow.ly/8z2L50Qo0U1

Did you know? With Smarsh Enterprise Conduct, you can supervise communications data faster, more efficiently, and with fewer false positives. If you're looking to reduce your supervision team’s operational costs while improving compliance workflows, visit our site to watch it work: https://ow.ly/MjnH50QnzPn

Watch it Work: Enterprise Conduct | Smarsh WATCH IT WORKEnterprise ConductSupervise communications data faster, more efficiently, and with fewer false positivesContact SalesWHAT TO WATCH FORReduce false positives by 90% and surface truly risky communications by 300% with machine learning technologiesSupervise more than 100 communication chan...

Thanks to Canada's new data privacy legislation, Bill C-27, the country's data privacy protections will be modernized to combat malware and ransomware. Find out more on the new changes to data privacy legislation in Canada by reading our blog: https://ow.ly/UBAy50QlbrR

What’s the State of Canada’s Data Privacy Bill C-27? Canada has been a leader in data privacy legislation over the years. Will it continue with its Data Privacy Bill C-27?

Greetings, 2024! Start the new year off right by reviewing what we have learned from regulatory actions and fines in 2023. Read between the fines and leverage regulatory trends that forecast impending scrutiny in a recap of our recent webinar: https://ow.ly/O4Ti50QlinO

As we close out the year, you might be wondering - what did we successfully predict for 2023? Find out what predictions we got right, along with insightful predictions for what's on the horizon in 2024: https://ow.ly/zYgY50Qlbcw

Predictions: A Close Look Back at 2023 and What's on the Horizon for 2024 The financial landscape faced many regulatory disruptions in 2023 and we don't see that slowling down in 2024. Here's what's on the compliance horizon.

Looking to maximize your business benefits while maintaining regulatory obligations? Say no more! Smarsh is the only archiving and discovery solution that seamlessly captures mobile content directly from leading mobile carriers. Watch it work here: https://ow.ly/WITr50Qlb4l

Watch it Work: Mobile and Text Messaging | Smarsh WATCH IT WORKMobile and Text MessagingMaximize your business benefits while maintaining regulatory obligationsContact SalesWHAT TO WATCH FORDirect carrier capture via APIAutomated provisioning on individual or multiple devicesBYOD and number porting solutions accessed via an app on each deviceMMS an...

Before diving into the usage of generative AI in your firm, you need to become more familiar with AI regulatory compliance. Find out more about these implications in our blog: https://ow.ly/vqGO50QlaZG

Generative AI Model Inputs: Implications for AI Regulatory Compliance Learn more about the governance of generative AI and what implications the inputs, outputs and algorithm have on regulatory compliance.

With Smarsh, you can adopt innovation while still meeting oversight obligations. Find out how our archiving and monitoring allows you to capture data from over 100 communication channels: https://ow.ly/QAY150QlaUj

Watch it Work: Archiving and Monitoring | Smarsh WATCH IT WORKArchiving and MonitoringAdopt innovation while meeting oversight obligations and capture data from over 100 communication channelsContact SalesWHAT TO WATCH FORCapture and retention of 100+ channels in a single archiveContent per message channel kept in native format with original conve...

Bid 2023 farewell and turn your gaze towards 2024! What's in store as we close out a year of off-channel fines and regulatory pressures? Check out these predictions for the new year alongside a close look at back at 2023 from Smarsh Senior Regulatory Advisor Tiffany Magri in our latest blog: https://ow.ly/orMe50QkSoX

Predictions: A Close Look Back at 2023 and What's on the Horizon for 2024 The financial landscape faced many regulatory disruptions in 2023 and we don't see that slowling down in 2024. Here's what's on the compliance horizon.

What does the future of data privacy look like in Canada? As a leader in data privacy legislation, Canada is implementing Bill C-27 to modernize the country's data privacy protections. In this blog by Bill Tolson of Tolson Communications LLC, find out what you need to know about the state of this bill: https://ow.ly/PLKr50QkSmg

What’s the State of Canada’s Data Privacy Bill C-27? Canada has been a leader in data privacy legislation over the years. Will it continue with its Data Privacy Bill C-27?

With regulatory demands and fines increasing, be sure to check out all of the 2023 updates to our Professional Archive platform to make compliance workflows easier, more efficient, and more reliable so you can save time while improving your risk posture. Read more here:

Professional Archive 2023 Recap | Smarsh Learn how Smarsh Professional Archive's 2023 updates will help your firm streamline and simplify your compliance for the future.

Did you catch our sneak peek of the results from our 2023 Digital Communications Compliance Survey during ? 👀

It isn't too late to watch our on-demand session and discover insightful findings, including industry trends that are developing around demographics, channel usage, off-channel and the future of compliance: https://ow.ly/7TNH50Qh0nC

Firms must create a robust mobile compliance strategy that eliminates compliance gaps while enabling clients to use their preferred digital communication channels.

Discover what industry experts recommend your firm does to mitigate risk and avoid fines: https://ow.ly/JRHu50Qh0lS

Structuring a Best-in-Class Mobile Compliance Strategy Discover what goes into a best-in-class mobile compliance strategy and how to structure one using best practices outlined by industry experts.

As your financial firm prepares for the year ahead, take a moment to learn from 2023. Join us in our webinar tomorrow to read between the fines — where we will leverage regulatory trends to forecast impending scrutiny: https://ow.ly/coJ450Qh0l8

Is the American Data Privacy and Protection Act (ADPPA) dead? Will it get passed? Special guest contributor, Bill Tolson shares everything you need to know about the ADPPA and what to expect for the future of federal data privacy in the U.S.

Read now: https://ow.ly/3Wlw50QgGf2

Still No Federal Data Privacy Law: What Happened to the ADPPA? Learn why there is still no federal data privacy law and get a complete rundown of the ADPPA and how regulated businesses are impacted by the latest data privacy laws.

What new challenges and changes have arisen in regulated industries over the past few months? Learn more about what firms have learned so far when identifying and remediating off-channel issues in our on-demand session:

Smarsh Advance - Modernizing Mobile Supervision at Scale The hyper-focus of regulators on the use of off-channel communication tools including personal mobile devices and WhatsApp has left an indelible mark on the financial services - and other regulated - industries. The broad-level message is clear: firms cannot use tools that they can't capture...

There is a growing interest in AI, and firms are looking to jump on board. Learn about the implications that generative AI model inputs have on regulatory compliance here: https://ow.ly/CoLn50QcJ96

Generative AI Model Inputs: Implications for AI Regulatory Compliance Learn more about the governance of generative AI and what implications the inputs, outputs and algorithm have on regulatory compliance.

Join our upcoming webinar with Eversheds Sutherland to read between the fines and reflect on 2023's regulatory actions and fines: https://ow.ly/2RXF50QcJ6A

In this webinar, we will discuss:

💵 2023 enforcement themes from the SEC and FINRA
🔮 Predictions for the regulatory landscape in 2024
🔒 Action you can take to protect your firm

"Banks will be expected to ensure their compliance solutions remain up-to-date and that new messaging channels and forms of content can be monitored and stored" - Tom Padgett, GM and Head of Enterprise at Smarsh

Has your bank been hit by the recent Wall Street messaging violations fines or is it next on the list? Gain critical insight on the challenges ahead and how to respond.

Read the full FinTech interview: https://ow.ly/Gg8850Qcz0F

Challenges & Opportunities in Banking Communication Compliance Discover the Challenges & Incentives in Banking Communication Compliance with Tom Padgett, General Manager at Smarsh

Generative AI has a new world of possibilities for organizations to use, but managing its risks is not a simple task. Check out our blog to learn about use cases we expect firms to see the greatest potential: https://ow.ly/oW8850QccMF

Managing the Risks of Generative AI: Achieving Compliance Across Use Cases Gain an understanding of generative AI and how to achieve compliance while mitigating risk for your finanical services firm.

At Smarsh, we're reinventing an entire industry. Find out how to join us by visiting our career page to apply for our open positions now: https://ow.ly/Ra5950QbFSY

Careers | Job Listings | Smarsh Smarsh is a company built on collaboration and innovation. Our mission has always been to enable our customers to take advantage of the latest communication and collaboration tools, while staying ahead of compliance risk.

- we have you covered with on-demand sessions from this year's ! Catch up on what you missed by watching any of our sessions on-demand in our webinars page: https://ow.ly/Ao1u50QaSKw

Last quarter, the and fined prominent banks and financial institutions over $675 million for deficient off-channel communications recordkeeping. Learn more about what's being emphasized by regulators and what actions your firm can take to avoid similar fines: https://ow.ly/y96o50Qa92b

SEC Ramps Up Enforcement Actions Against Off-Channel Communications Violations See the recent SEC fines regarding off-channel communications violations and learn why it's vital financial institutions uphold recordkeeping obligations.

At this year's , come visit us at booth M3A at the AWS Marketplace Pavilion located within the Infrastructure Zone for a chance to win Apple Airpods Pro and other great prizes! https://ow.ly/JXm350Q9Hv6

We have you covered as regulatory demands (and fines!) increase. Get the full list of our Professional Archive platform's updates in 2023to make compliance workflows easier, more efficient and more reliable, so you can save time while improving your risk posture: https://ow.ly/kIaZ50Q9HwY

Professional Archive 2023 Recap | Smarsh Learn how Smarsh Professional Archive's 2023 updates will help your firm streamline and simplify your compliance for the future.

Are you looking to reduce off-channel communications and achieve greater compliance for your firm? Discover the core principles of these practices here: https://ow.ly/yYMq50Q92Mf

Off-Channel Communications Compliance and the Search for Best Practices SEC and FINRA are issuing huge off-channel communications fines with no signs of letting up. Here’s how you can reduce and manage risk.

Looking to learn more at this year's about Smarsh's cloud-native platform on AWS? Join our lightning talk in the Venetian on November 28th at 4:30PM PDT with Patrick Palomo, Smarsh VP of Solutions Engineering and Blake Sherwood, Director of Delivery Engineering to learn more about the value Smarsh and AWS deliver to financial services organizations: https://ow.ly/Mxfc50Q8UH7

At this year's , come visit us at booth M3A at the AWS Marketplace Pavilion located within the Infrastructure Zone for a chance to win Apple Airpods Pro and other great prizes! https://ow.ly/F0PI50Q85EH