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Three Hit Tuesday. We explore the future of regtech, consider wills and estate plans and show how to deal with ASIC. -

Smarter Compliance Compliance news that packs a punch. Financial services is complex and complicated. It's far too easy to fall behind your competitors and fall short of community and regulatory expectations. Move beyond compliance.

Three Hit Tuesday. PWC compels us to focus on outsourcing and conflicts, real breach reporting and ethics (Standard 4). -

Smarter Compliance Compliance news that packs a punch. Financial services is complex and complicated. It's far too easy to fall behind your competitors and fall short of community and regulatory expectations. Move beyond compliance.

Three Hit Tuesday. A personal perspective of the FAAA Conference, record-keeping tips and regtech. -

Smarter Compliance Compliance news that packs a punch. Financial services is complex and complicated. It's far too easy to fall behind your competitors and fall short of community and regulatory expectations. Move beyond compliance.

Three Hit Tuesday. Dealing with complexity, mandatory complaints reporting and three SMSF advice problems. -

Smarter Compliance Compliance news that packs a punch. Financial services is complex and complicated. It's far too easy to fall behind your competitors and fall short of community and regulatory expectations. Move beyond compliance.

Three Hit Tuesday. ASIC update their breach reporting guide, we tackle filenotes and adviser competency (+3 old faves). -

Smarter Compliance Compliance news that packs a punch. Financial services is complex and complicated. It's far too easy to fall behind your competitors and fall short of community and regulatory expectations. Move beyond compliance.

Three Hit Tuesday. The Reviewers take over - tackling adviser identified needs and how to be better (Plus PY content). -

Smarter Compliance Compliance news that packs a punch. Financial services is complex and complicated. It's far too easy to fall behind your competitors and fall short of community and regulatory expectations. Move beyond compliance.

Three Hit Tuesday. Let's start with Gearing and Insurance, talk about adviser errors and end with exceptional regtech news -

Smarter Compliance Compliance news that packs a punch. Financial services is complex and complicated. It's far too easy to fall behind your competitors and fall short of community and regulatory expectations. Move beyond compliance.

Three Hit Tuesday. We cover Socially Responsible Investments, better complaint management and QAR (plus, the GIF returns) -

Smarter Compliance Compliance news that packs a punch. Financial services is complex and complicated. It's far too easy to fall behind your competitors and fall short of community and regulatory expectations. Move beyond compliance.

Three Hit Tuesday. We explore the problems with models, SMSF and outline the latest enhancements to OpenAFSL -

Smarter Compliance Compliance news that packs a punch. Financial services is complex and complicated. It's far too easy to fall behind your competitors and fall short of community and regulatory expectations. Move beyond compliance.

Three Hit Tuesday. We explore why you hate compliance, how your risk advice can improve and urge you to crush 2023 -

Smarter Compliance Compliance news that packs a punch. Financial services is complex and complicated. It's far too easy to fall behind your competitors and fall short of community and regulatory expectations. Move beyond compliance.

Three Hit Tuesday. Welcome to 2023. Let's start with outsourcing compliance, Licensee risk appetite & varying OFA. -

Smarter Compliance Compliance news that packs a punch. Financial services is complex and complicated. It's far too easy to fall behind your competitors and fall short of community and regulatory expectations. Move beyond compliance.

Three Hit Tuesday. The last THT for 2022. Tips, observations and insights. Merry Xmas and HNY. See you in 2023. -

Smarter Compliance Compliance news that packs a punch. Financial services is complex and complicated. It's far too easy to fall behind your competitors and fall short of community and regulatory expectations. Move beyond compliance.

Three Hit Tuesday. Aa advent calendar for advisers, tips to make Compliance happy and more on breaches . -

Smarter Compliance Compliance news that packs a punch. Financial services is complex and complicated. It's far too easy to fall behind your competitors and fall short of community and regulatory expectations. Move beyond compliance.

Three Hit Tuesday. An SMSF deep dive, suggestions on how to be better and thoughts on vulnerability and capacity. -

Smarter Compliance Compliance news that packs a punch. Financial services is complex and complicated. It's far too easy to fall behind your competitors and fall short of community and regulatory expectations. Move beyond compliance.

Three Hit Tuesday. An SMSF puzzler, our submission and Hey, Harvey Norman. -

Smarter Compliance Compliance news that packs a punch. Financial services is complex and complicated. It's far too easy to fall behind your competitors and fall short of community and regulatory expectations. Move beyond compliance.

Three Hit Tuesday. Dixon. Levy. BID. Advice. Regtech. Check out the brain on Brad. -

Smarter Compliance Compliance news that packs a punch. Financial services is complex and complicated. It's far too easy to fall behind your competitors and fall short of community and regulatory expectations. Move beyond compliance.

Three Hit Tuesday. Acronyms ahoy. Start with DIN, read AS on AQR and finish with IMHO (compliance rant). -

Smarter Compliance Compliance news that packs a punch. Financial services is complex and complicated. It's far too easy to fall behind your competitors and fall short of community and regulatory expectations. Move beyond compliance.

Three Hit Tuesday. We attack "advice quality" before attacking the advice quality review . Then, reporting breaches. -

Smarter Compliance Compliance news that packs a punch. Financial services is complex and complicated. It's far too easy to fall behind your competitors and fall short of community and regulatory expectations. Move beyond compliance.

Three Hit Tuesday. The MDA Guru separates SMA from MDA, we look to the future and unpack the core AFSL obligation. -

Smarter Compliance Compliance news that packs a punch. Financial services is complex and complicated. It's far too easy to fall behind your competitors and fall short of community and regulatory expectations. Move beyond compliance.

Three Hit Tuesday. The reality of managing breaches, Google's changes and some practical advice on advice -

EepURL - A Mailchimp Service We created EepURL as a trackable shortening service for Mailchimp's built-in Twitter integration. At the time, we opened it up to the public, because we felt there weren't enough monkey-based URL shorteners out there.

Three Hit Tuesday. Investigating and reporting breaches, a workshop and letters of engagement -

Smarter Compliance Compliance news that packs a punch. Financial services is complex and complicated. It's far too easy to fall behind your competitors and fall short of community and regulatory expectations. Move beyond compliance.

Three Hit Tuesday. Something for advisers, licensees and everyone: Property, breaches and some real talk on compliance risk. -

Smarter Compliance Compliance news that packs a punch. Financial services is complex and complicated. It's far too easy to fall behind your competitors and fall short of community and regulatory expectations. Move beyond compliance.

ICYMI Three Hit Tuesday. We're back! HNY. Start with the future of SMSF, explore the need for regtech and think about foreign clients - https://mailchi.mp/df500f73b8bc/icymi-three-hit-tuesday-were-back-hny-start-with-the-future-of-smsf-explore-the-need-for-regtech-think-about-foreign-clients-smartercompliance

Smarter Compliance Compliance news that packs a punch. Financial services is complex and complicated. It's far too easy to fall behind your competitors and fall short of community and regulatory expectations. Move beyond compliance.

Three Hit Tuesday. We're back! HNY. Start with the future of SMSF, explore the need for regtech and think about foreign clients -

Smarter Compliance Compliance news that packs a punch. Financial services is complex and complicated. It's far too easy to fall behind your competitors and fall short of community and regulatory expectations. Move beyond compliance.

Three Hit Tuesday. We explore cyber security risks, the limits of personal information and the implications of cancelling OFA. -

Smarter Compliance Compliance news that packs a punch. Financial services is complex and complicated. It's far too easy to fall behind your competitors and fall short of community and regulatory expectations. Move beyond compliance.

Three Hit Tuesday. We apply RG271, examine "compliance culture" and look at what to do before moving on. -

Smarter Compliance Compliance news that packs a punch. Financial services is complex and complicated. It's far too easy to fall behind your competitors and fall short of community and regulatory expectations. Move beyond compliance.

Three Hit Tuesday. We further explore the PY, look at ASIC's banning powers and explore cyber-risk. -

Smarter Compliance Compliance news that packs a punch. Financial services is complex and complicated. It's far too easy to fall behind your competitors and fall short of community and regulatory expectations. Move beyond compliance.

Three Hit Tuesday. We unpack the PY, look at ASIC's new demands for complaints data and share war stories. Plus, a video. -

Smarter Compliance Compliance news that packs a punch. Financial services is complex and complicated. It's far too easy to fall behind your competitors and fall short of community and regulatory expectations. Move beyond compliance.

Three Hit Tuesday. We explore , down three quick shots of current issues and host a guest post from an industry leader. -

Smarter Compliance Compliance news that packs a punch. Financial services is complex and complicated. It's far too easy to fall behind your competitors and fall short of community and regulatory expectations. Move beyond compliance.

Three Hit Tuesday. We discuss the impact of Red October, highlight reg-tech refinements and consider ASIC enforcement actions. -

Smarter Compliance Compliance news that packs a punch. Financial services is complex and complicated. It's far too easy to fall behind your competitors and fall short of community and regulatory expectations. Move beyond compliance.